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监管审查程序 是什么?

监管审查程序 A regulatory procedure (Pillar 2 of Basel framework) in which supervisors evaluate a bank’s internal capital adequacy assessment and risk management processes.

Source: CFA Institute, IFRS Foundation, FASB (GAAP), Basel III Framework

How is “监管审查程序” Used in Practice?

监管审查程序审查银行的ICAAP,并确保资本与风险管理符合法规要求。

Certification Exam Relevance

CFAACCAFRM

Who Needs to Know This Term?

  • Financial Analysts
  • Bankers
  • Traders

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Frequently Asked Questions

监管审查程序 是什么?

A regulatory procedure (Pillar 2 of Basel framework) in which supervisors evaluate a bank’s internal capital adequacy assessment and risk management processes.

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