Finance English
Investment

Front running la gi?

Front running An illegal and unethical trading practice where a broker or fund manager places personal orders ahead of client orders to benefit from advance knowledge, strictly prohibited under financial regulations (SEC, MiFID II, CFA Institute).

Source: CFA Institute, IFRS Foundation, FASB (GAAP), Basel III Framework

How is “Front running” Used in Practice?

Front running vi phạm nhiệm vụ ủy thác và dẫn đến các hình phạt nghiêm trọng, bao gồm lệnh cấm theo quy định và truy tố hình sự.

Certification Exam Relevance

CFAACCAFRM

Who Needs to Know This Term?

  • Financial Analysts
  • Bankers
  • Traders

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Frequently Asked Questions

Front running la gi?

An illegal and unethical trading practice where a broker or fund manager places personal orders ahead of client orders to benefit from advance knowledge, strictly prohibited under financial regulations (SEC, MiFID II, CFA Institute).

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