O que e Avaliação de adequação?
Avaliação de adequação A regulatory process by which investment firms determine if a financial product or portfolio strategy matches the investor’s risk profile, objectives, and constraints.
Source: CFA Institute, IFRS Foundation, FASB (GAAP), Basel III Framework
How is “Avaliação de adequação” Used in Practice?
A MiFID II e a FINRA exigem que consultores de investimentos realizem uma avaliação de adequação antes de recomendar instrumentos financeiros a clientes de varejo.
Certification Exam Relevance
Who Needs to Know This Term?
- Financial Analysts
- Bankers
- Traders
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O que e Avaliação de adequação?
A regulatory process by which investment firms determine if a financial product or portfolio strategy matches the investor’s risk profile, objectives, and constraints.
Where can I learn this term for free?
Termify is a 100% free professional English app that teaches Avaliação de adequação and 4,071+ other industry terms with native pronunciation, IPA transcriptions and career quizzes. Available on iOS in 23 languages. No subscription, no credit card required.
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