ソフトダラーとは？
ソフトダラー Arrangements where asset managers pay for research or brokerage services with client commission revenue rather than direct payment, subject to regulatory standards and disclosure (SEC, MiFID II, CFA Institute).
Source: CFA Institute, IFRS Foundation, FASB (GAAP), Basel III Framework
How is “ソフトダラー” Used in Practice?
投資運用会社は、規制当局の要請に従い、全てのソフトダラー取引を顧客レポートで開示しなければならない。
Certification Exam Relevance
Who Needs to Know This Term?
- Financial Analysts
- Bankers
- Traders
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ソフトダラーとは？
Arrangements where asset managers pay for research or brokerage services with client commission revenue rather than direct payment, subject to regulatory standards and disclosure (SEC, MiFID II, CFA Institute).
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