Finance English
Analysis

अनुपालन जोखिम क्या है?

अनुपालन जोखिम The risk of legal or regulatory sanctions, material financial loss, or reputational damage an organization may suffer as a result of failing to comply with laws, regulations, codes of conduct, or standards of practice.

Source: CFA Institute, IFRS Foundation, FASB (GAAP), Basel III Framework

How is “अनुपालन जोखिम” Used in Practice?

बैंकों को मनी लॉन्ड्रिंग कानूनों से संबंधित अनुपालन जोखिम का मूल्यांकन करना और Basel III व FATF सिफारिशों के अनुसार उल्लंघनों की रिपोर्ट करनी होती है।

Certification Exam Relevance

CFAACCAFRM

Who Needs to Know This Term?

  • Financial Analysts
  • Bankers
  • Traders

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Frequently Asked Questions

अनुपालन जोखिम क्या है?

The risk of legal or regulatory sanctions, material financial loss, or reputational damage an organization may suffer as a result of failing to comply with laws, regulations, codes of conduct, or standards of practice.

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