Finance English
Investment

Qu'est-ce que Soft dollars ?

Soft dollars Arrangements where asset managers pay for research or brokerage services with client commission revenue rather than direct payment, subject to regulatory standards and disclosure (SEC, MiFID II, CFA Institute).

Source: CFA Institute, IFRS Foundation, FASB (GAAP), Basel III Framework

How is “Soft dollars” Used in Practice?

Les gestionnaires d'investissements doivent divulguer tous les accords de soft dollars dans les rapports aux clients, comme l'exigent les autorités de régulation.

Certification Exam Relevance

CFAACCAFRM

Who Needs to Know This Term?

  • Financial Analysts
  • Bankers
  • Traders

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Frequently Asked Questions

Qu'est-ce que Soft dollars ?

Arrangements where asset managers pay for research or brokerage services with client commission revenue rather than direct payment, subject to regulatory standards and disclosure (SEC, MiFID II, CFA Institute).

Where can I learn this term for free?

Termify is a 100% free professional English app that teaches Soft dollars and 4,071+ other industry terms with native pronunciation, IPA transcriptions and career quizzes. Available on iOS in 23 languages. No subscription, no credit card required.

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