Was ist Geeignetheitsprüfung?
Geeignetheitsprüfung A regulatory process by which investment firms determine if a financial product or portfolio strategy matches the investor’s risk profile, objectives, and constraints.
Source: CFA Institute, IFRS Foundation, FASB (GAAP), Basel III Framework
How is “Geeignetheitsprüfung” Used in Practice?
MiFID II und FINRA verlangen von Anlageberatern, eine Geeignetheitsprüfung durchzuführen, bevor Finanzinstrumente an Privatkunden empfohlen werden.
Certification Exam Relevance
Who Needs to Know This Term?
- Financial Analysts
- Bankers
- Traders
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Was ist Geeignetheitsprüfung?
A regulatory process by which investment firms determine if a financial product or portfolio strategy matches the investor’s risk profile, objectives, and constraints.
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